Broadridge
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As June Deadline Looms, Broker-Dealers Begin Reporting to the CAT
As CAT reporting activity picks up, error rates have somewhat surprisingly been well below what was expected in the testing and production environments.
AI Can Drive Reconciliations Efficiency In Period of Increased Volume
As the coronavirus drives trading volumes, post-trade processing is increasingly an area of operational risk, and firms should consider automation, analyst says.
SEC Issues Another CAT Reprieve as Monday’s Milestone Passes Quietly
While the CAT is now live, few—if any—are reporting. Additionally, there are still concerns among large broker-dealers about the CAT Reporter Agreement.
Post IBM Pairing, Broadridge Looks to Revamp Bonds, Wealth Offerings
The vendor is leveraging IBM to help improve its analytics offering for corporate bonds and to revamp its wealth management platform.
People Moves: Archax, Broadridge, FCA, Qontigo, and TruNarrative
A look at some of the key "people moves" from the past week.
This Week: Charles River, Broadridge/IBM, Dash, TT, GAM/SimCorp
A summary of some of the past week’s financial technology news.
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People Moves: LSEG, BNY Mellon, Matthew Nelson, Jennifer Grancio and LiquidityBook
A look at some of the key 'people moves' from last week, including Arne Staal's move to LSEG and BNY Mellon's new global FX COO, Paresh Shah.
This Week: Goldman/Finos; JP Morgan/Baton; Caixa AM; IHS Markit
Catch up on some of the past week's financial technology news.
Broadridge CEO Tim Gokey Maps Out Technology Path
Gokey discusses Broadridge's aim to be a one-stop shop for users and how it sees emerging technologies as its future.
SEC Looks to Penalize Further CAT Delays
While still not a formal approval of new timelines, industry members should expect CAT deadlines to remain unchanged.
Waters Rankings 2019: All the Winners and Why they Won
This year's Rankings featured several companies that were involved in major acquisitions over the last 12 months.
Sell-Side Technology Awards 2019 Winner's Interview—Broadridge Financial Solutions
Broadridge Financial was named the best outsourcing provider to the sell side at this year's SST Awards. Anthony Malakian chats to Michael Alexander about his firm's recent success.
Sell-Side Technology Awards 2019: Best Outsourcing Provider to the Sell Side—Broadridge Financial Solutions
For the fourth straight year, Broadridge Financial Solutions has won the best outsourcing provider to the sell side in the annual Sell-Side Technology Awards.
Sell-Side Technology Awards 2019: All the Winners and Why They Won
This year's SST Awards were held on the afternoon of April 12 in London. Here are this year's 31 category winners.
GoldenSource Taps Trading, FinTech Vet Pulandaran
Pulandaran will continue to drive Asia-Pacific's status at the fastest-growing region of GoldenSource's business, officials say.
Witad Awards 2019 Write-Ups: Gender Equality Professional of the Year—Frieda Lewis, Broadridge Financial Solutions
Frieda Lewis, chief commercial diversity officer at Broadridge Financial Solutions, is this year’s gender equality professional of the year.
Women in Technology & Data Awards 2019: All the Winners and Why they Won
The 26 category winners from this year's Women in Technology and Data Awards were announced on the afternoon of March 8 at a sit-down lunch in London.
Billions Lost Highlight Corporate Actions Tech Failures
Processing corporate actions is usually the last workflow to be automated, mainly due to the complexities involved and the weakness of underlying data. Wei-Shen Wong explains how this has changed over the last few years and what challenges remain.
After Delays, CAT Reporting Begins Tomorrow
The Consolidated Audit Trail will begin receiving reports on November 15, a year after it was supposed to start.
Broadridge Appoints Carey to Head Global Technology
Carey will oversee the vendor's technology business across the globe and report directly to the CEO.
Wavelength Podcast Episode 139: Broadridge on Emerging Tech in APAC
Also: A look at IHS Markit pulling MarkitSERV off the market and Algomi pivoting to Alfa.
Broadridge Taps Tim Gokey to Succeed Rich Daly as CEO in 2019
Current COO Tim Gokey will succeed Rich Daly as CEO, who will move to executive chairman of the board.
Japanese Securities Firms Consider Taxonomy
The data taxonomy model could ease regulatory compliance pain for securities firms in Japan.