Broker
Omgeo Automates SSI Data Management for Custodians & Brokers
State Street one of five custodians due to go live with the new capabilities.
Eze Software Unveils Tool to Help Buy Side Evaluate Brokers
Broker Review was released after Eze acquired Broker Select & Recap last year.
FISD Forms Group to Address Online Broker Data Issues
Group will examine subscriber and reporting issues affecting online brokers and their clients
AxiomSL Unveils New Regulatory Solution for Broker-Dealers
The tool addresses SEC rules 17a-5 and 15c3-1.
Prime Brokers in Demand
After the inherent dangers in the captive, prime-broker model were brought to bear with the collapse of Lehman, hedge funds have scrambled to diversify counterparty risk by embracing the multi-prime model. Prime brokers have tracked this trend to the…
Introducing Brokers Ramp Up Application Spending
BOSTON-U.S. introducing brokerage firms are poised to increase spending on business applications this year, while clearing firms will compete to get more of that spending, according to the authors of a recent white paper from industry research firm Aite…