Rules & regulations
Swift Eyes Industry Standard with Open KYC Registry
Financial messaging provider opens up Know Your Customer registry in bid to become standardized central utility.
SIX Updates Data Service in Response to U.S. Sanctions Against Venezuela
SIX Financial Information updates global data service to help financial institutions address new U.S. sanctions against Venezuela.
Robot Cops and the World of Tomorrow
Technology is creeping into buy-side compliance processes, but to what degree?
Mifid II Reporting: European Regulation, Global Impact
Sponsored webinar: SIX Financial Information
Bats Europe, Bloomberg Join Forces for Mifid II Trade Reporting
Bloomberg’s clients can connect to Bats’ APA for all their equities reporting obligations.
Reg-Room Expands Regulatory Monitoring Tools
Reg-Impact builds on the vendor's existing Reg-Track tool for monitoring upcoming regulatory changes.
Fair Play? The Balancing Act of Finra's Involvement in the Selection and Bidding of the CAT
The fact the Financial Industry Regulatory Authority is involved in both the selecting and bidding of the Consolidated Audit Trail has caused the regulatory body to take some heat.
Portware to Offer S3's Counterparty Intel Analytics Platform to Clients
S3 announced its Basel III analytics solution, Blacklight, will be available for all Portware clients.
Panel: Greater Regulatory Awareness Needed for Firms to Respond to Data Challenges
While firms are trying not to fall behind when it comes to regulatory change, they must also ensure the more traditional data challenges in the process do not suffer from a lack of attention
OFR's LEI Cost Stance Requires Further Clarification, According to Experts
The OFR's call for free of charge identifiers requires further clarification
OFR Speeds Up Legal Entity ID Developments
The OFR's "Statement on Legal Entity Identification for Financial Contracts" marks official progression in the legal entity identifier debate
Panelists: “Partnership with Regulators Remains Unlikely but Key to Proceed”
Panelists at the European Financial Information Summit said the industry needs to build up a strong discussion with regulatory bodies, but this concept may still only be wishful thinking
SIFMA 2010
Time for Management
Panel: Regulatory Overhaul Pushing Firms to Tackle Data Challenges
Speakers at the SunGard New York City Day agreed the faster-moving regulatory agenda will push firms to tackle data challenges accordingly
Panelists Question Practicalities of Government-Run Ref Data Utility
Industry participants continue to question to what an extent the industry-wide database could be a viable option going forward