Securities Industry and Financial Markets Association (Sifma)
Dealers Push for Delay of European Derivatives Trading Obligation
Banks and industry associations warn of havoc if current timeline is implemented
Judge May Force Exchanges to Refund ‘Non-Core’ Data Fees to Subscribers
SIFMA is awaiting a final ruling on whether its eight-year campaign over exchange fees has been successful.
SIX's Sara Banerjee Wins FISD's 2015 Lifetime Achievement Award
Banerjee is a 26-year veteran of SIX Financial, and has spent 21 years serving on FISD committees and working groups.
SEC’s Stein: SEC Needs Data Analysis Office
Commisioner advocates for SEC-level chief data officer to oversee data management and analysis.
On SEFs, a Delay Seems Necessary
With next week's swap execution facility (SEF) compliance deadline looming, the industry is fighting hard to get the date moved back. When you consider the spate of IT glitches that have already hit Wall Street, Anthony agrees that a delay is necessary.
Citing Tech Concerns, Sifma Pushes Back on SEF Deadline
Sifma has sent out a final plea to regulators to push back next week's swap execution facility (SEF) registration and compliance deadline—largely because technology questions remain.
